-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WCJ91iBqbWFppbuNf9AvJ3+b9E4IbJyiYZDSrvL7mwD9JnbXDdEJxTYK3bmHVzgy nqZOsT5ST8FdCsv16PwAgg== 0000912057-02-026711.txt : 20020709 0000912057-02-026711.hdr.sgml : 20020709 20020709123153 ACCESSION NUMBER: 0000912057-02-026711 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020709 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEE JOON HYUNG CENTRAL INDEX KEY: 0001172529 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4060 W. WASHINGTON BLVD. #A CITY: LOS ANGELES STATE: CA ZIP: 90018 BUSINESS PHONE: 3104727653 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77997 FILM NUMBER: 02698542 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 SC 13G/A 1 a2083987zsc13ga.htm SC 13G/A

CUSIP No. 410495105
     
Page 1 of 4 Pages

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Amendment No. 1

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)

HANMI FINANCIAL CORPORATION
(Name of Issuer)

COMMON STOCK
(Title of Class of Securities)

410495105
(CUSIP Number)

JUNE 9, 2000
(Date of Event which Required Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o        Rule 13d-1(b)

ý        Rule 13d-1(c)

o        Rule 13d-1(d)



CUSIP No. 410495105
     
Page 2 of 4 Pages

SCHEDULE 13G


1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

 

Joon H. Lee

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a) o
(b) o


3   SEC USE ONLY


4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER    

 

 

 

 

 

 

361,482

 

 
       
        6   SHARED VOTING POWER    

 

 

 

 


        7   SOLE DISPOSITIVE POWER    

 

 

 

 

 

 

361,482

 

 
       
        8   SHARED DISPOSITIVE POWER    


9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

361,482

 

 

 

 

 

 

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*   o


11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

4.87%1

 

 

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

IN

 

 

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

1
Based on 7,414,186 shares outstanding on June 9, 2000


CUSIP No. 410495105
     
Page 3 of 4 Pages

This Amendment No. 1 is being filed to restate the initial Schedule 13G filing. As a result of the restatement the reporting person beneficially owns less than 5% of the issued and outstanding shares of the Registrant's Common Stock.


 

 

 

 

 

 

 

 

 

 

 
Item 1.   HANMI FINANCIAL CORPORATION
3660 Wilshire Boulevard
    Suite PH-A
Los Angeles, CA 90010

Item 2.

 

Joon H. Lee
3660 Wilshire Boulevard
    Suite PH-A
Los Angeles, CA 90010
United States
Common Stock
Cusip No.: 410495105

Item 3.

 

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

 

(a)

 

o

 

Broker or dealer registered under Section 15 of the Exchange Act.
    (b)   o   Bank as defined in Section 3(a)(6) of the Exchange Act.
    (c)   o   Insurance company as defined in Section 3(a)(19) of the Exchange Act.
    (d)   o   Investment company registered under Section 8 of the Investment Company Act.
    (e)   o   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
    (f)   o   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
    (g)   o   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
    (h)   o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
    (i)   o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
    (j)   o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

Item 4.

 

Ownership

 

 

The ownership of the Filing Persons is as follows:

 

 

(a)

 

Amount beneficially owned:

 

361,482

*

 

 

 

(b)

 

Percent of class:

 

4.87

%

 

 

 

(c)

 

Number of shares as to which such person has:

 

 

 

 

 

 

 

 

(1)

 

sole power to vote or to direct the vote:

 

361,482

*

 
        (2)   shared power to vote or to direct the vote:   -0-    
        (3)   sole power to dispose or to direct the disposition:   361,482 *  
        (4)   shared power to dispose or to direct the disposition:   -0-    

*
Includes 4,312 shares issuable upon exercise of options issued under the Company's 2000 Stock Option Plan.


CUSIP No. 410495105
     
Page 4 of 4 Pages

Item 5.

 

Ownership of Five Percent or Less of a Class

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following ý

Item 6.

 

Ownership of More than Five Percent on Behalf of Another Person

 

 

Not Applicable

Item 7.

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

 

Not Applicable

Item 8.

 

Identification and Classification of Members of the Group

 

 

Not Applicable

Item 9.

 

Notice of Dissolution of Group

 

 

Not Applicable

Item 10.

 

Certification

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:     July 3, 2002
, 2002      
        By: /s/  JOON H. LEE          
        Joon H. Lee


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